Team Member - Core Compliance at Kotak Securities

Open JobsComplianceTeam Member - Core Compliance Team Member - Core Compliance Kotak Infiniti, Mumbai, Maharashtra, India 1 - 7 Years Full Time Apply Now ### Job Description Sending and implementing circulars of SEBI, Exchanges, Depositories Account opening queries including of NRI and approving various processes of account opening Handling compliance on Insider Trading Regulations (employee trading) Review of various policies of the organization PMS Compliances including half yearly and Disclosure documents Making representation to Regulators. Making submissions of various regula…